Nancy Morris

Results: 197



#Item
171Generally Accepted Accounting Principles / Financial regulation / Financial statements / International Financial Reporting Standards / Financial Accounting Standards Board / International Accounting Standards Board / Institute of Chartered Accountants of India / Income statement / Provision / Accountancy / Finance / Business

September 24, 2007 Ms. Nancy M. Morris Secretary Securities and Exchange Commission 100 F Street, NE

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Source URL: www.sec.gov

Language: English - Date: 2007-09-25 13:50:50
17276th United States Congress / Investment Advisers Act / Financial services / Financial adviser / Hedge fund / U.S. Securities and Exchange Commission / Investment Adviser Association / Financial economics / Investment / Finance

Alternative Investment Management Association Ms. Nancy M. Morris, Secretary, U.S. Securities and Exchange Commission, 100 F Street, NE, Washington, DC[removed].

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Source URL: www.sec.gov

Language: English - Date: 2008-05-19 11:16:39
173Financial adviser / Financial economics / Registered Investment Advisor / U.S. Securities and Exchange Commission / Business / Finance / Investment Adviser Association / 76th United States Congress / Investment Advisers Act / Investment

May 9, 2008 VIA EMAIL Nancy M. Morris Secretary Securities and Exchange Commission 100 F Street, N.E.

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Source URL: www.sec.gov

Language: English - Date: 2008-05-12 11:28:38
174Recruitment / Christopher Cox / SEC filings / Employment / Employment compensation / Executive pay / Management

January 29, 2007 Ms. Nancy M. Morris, Secretary Securities and Exchange Commission 100 F Street, NE Washington, DC 20549

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Source URL: www.sec.gov

Language: English - Date: 2007-02-02 12:36:30
175Financial planning / Auditing / Financial regulation / Chartered Financial Analyst / Professional certification in finance / International Financial Reporting Standards / Materiality / CFA Institute / Financial adviser / Business / Finance / Accountancy

Centre for Financial Market 22 July 2008 Ms. Nancy M. Morris

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Source URL: www.sec.gov

Language: English - Date: 2008-07-23 10:36:42
176Auditing / United States corporate law / Financial regulation / Business / Finance / Regulation S-K / U.S. Securities and Exchange Commission / Securities Exchange Act / Securities Act / United States securities law / United States Securities and Exchange Commission / 73rd United States Congress

September 17, 2007 Ms. Nancy M. Morris Secretary U.S. Securities and Exchange Commission 100 F Street, N.E.

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Source URL: www.sec.gov

Language: English - Date: 2007-09-18 10:40:48
177Business / Law / Management / United Kingdom company law / English law / Shareholder resolution / Board of directors / Corporate law / Say on pay / Corporations law / Corporate governance / Private law

Nancy M. Morris, Secretary Securities and Exchange Commission 100 F Street, NE Washington DC 20549­[removed]October 2007

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Source URL: www.sec.gov

Language: English - Date: 2007-10-04 11:39:01
178Institutional investors / Prospectus / Securities / Stock market / Mutual fund / Financial economics / Investment / Financial services

Microsoft Word - Ltr-Nancy Morris _Summ Prosp Comment_ BBX[removed]doc

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Source URL: www.sec.gov

Language: English - Date: 2008-02-29 11:06:20
179Money / Financial adviser / Economics / Separately managed account / Investment Advisor / Registered Investment Advisor / Finance / Investment / Business

Mr. Katz-I am aware that the comment period for Certain Broker-Dealers Deemed Not to be Investment Advisers is officially closed. I was speaking with Nancy Morris of the SEC and discussed that I had compiled a comparison

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Source URL: www.sec.gov

Language: English - Date: 2005-03-28 13:08:01
180United States securities law / Business / Securities Exchange Act / Security / Finance / U.S. Securities and Exchange Commission / Financial economics / Securities market / Securities Act / United States Securities and Exchange Commission / Stock market / 73rd United States Congress

BOB WALKER DEPUTY CROUP SECRETARY SENT BY E-MAIL TO [removed] Nancy M. Morris, Secretary,

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Source URL: www.sec.gov

Language: English - Date: 2007-02-12 16:00:10
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